Broker Check
 

Broker Check/Advisor Check

  • FINRA Broker Check Hotline Number-- (800) 289-9999;
  • FINRA Website Address— www.finra.org.
  • FINRA Broker Check Website Address – https://brokercheck.finra.org
  • FINRA Broker Check gives investors convenient access to information about securities firms and their brokers. FINRA encourages investors to use this valuable resource to learn about the professional background, business practices, and conduct of the FINRA-registered firms and brokers. An investor brochure is available upon request to any investor who wishes further information about this service.
  • FINRA Senior Helpline for Securities – 844-57- HELPS (844-574- 3577)
  • Advisor Check Website Address – www.adviserinfo.sec.gov