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Privacy Policy

Gregory J. Schwartz & Co., Inc. considers the privacy of its investors to be of great importance and has established a policy to maintain the privacy of the information you share with us.

We collect nonpublic personal information about you from the following sources:

  • Information we receive from you on applications or other forms, from correspondence or conversation. (Includes your name, address, social security number, assets, income, date of birth, occupation, etc.)
  • Information about your transactions with us or our affiliates, such as account numbers, account balances, transaction details and other financial information.
  • Information we receive from third parties, such as your accountant, via the internet or through any other intermediary you hire.

We do not sell any information to third parties, and limit the collection and use of nonpublic personal information to that which is necessary to administer our services.

Personal information disclosure policy

It is our policy not to disclose any nonpublic personal information about our customers or former customers to anyone, except as permitted by law.

We are permitted by law to disclose all of the information we collect, as described above, to our affiliates, clearing firms, administrators or any other entities that assist us in maintaining and supporting the financial products and services provided to you. However, these parties are not permitted to release, use or transfer this information to any other party for their own purpose. You may “Opt out” of this provision by calling (248) 644-2701.

We also restrict access to nonpublic personal information about you to those employees in our firm who need to know that information to provide our products or services to you. We maintain physical, electronic, and procedural safeguards that comply with federal standards to guard your nonpublic personal information.

These policies reflect our commitment to maintaining the privacy of your confidential information. If you have any questions regarding these measures, please call us as (248) 644-2701.